WebNordea Bank Abp is a provisionally registered swap dealer with the CFTC. Any derivatives transactions with US persons must be effected in accordance with the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Nordea Bank Abp, Satamaradankatu 5, FI-00020 NORDEA, ... WebSMBC Capital Markets, Inc. was provisionally registered as a swap dealer with the Commodity Futures Trading Commission on December 31, 2012.

Swap Dealer (SD) CFTC

WebA swap dealer (SD) is an entity that holds itself out as a dealer in swaps; makes a … northholm grammar school ltd

CFTC Slaps Six Institutions with Fines for Reporting Failures

Web1 mrt. 2013 · Insights Robin Powers · March 1, 2013. The following banks/dealers are the first to register as swap-dealers under the Dodd-Frank Act, which requires higher capital, collateral and trading standards. The list, which is expected to grow, reflects companies that had at least $8 billion in swap-dealing business in October and had to register by ... WebCFTC and SEC Swap and Security-Based Swap Disclosures and Notices. Banco Santander, S.A. (“ Santander ” or “ we ” or “ us ”) (LEI number: 5493006QMFDDMYWIAM13) is provisionally registered with the U.S. Commodity Futures Trading Commission (“ CFTC ”) as a non-U.S. swap dealer pursuant to the Commodity … Web24 apr. 2013 · A list of provisionally registered swap dealers is listed below. This list is … how to say hernandez